QUALIFICATION OF THE COMPLIANCE RISK IN THE PROCESS OF CIRCULATION OF DIGITAL SECURITIES

Author:

Lutskevych Oleksandr, Chernihiv National University of Technology (95 Shevchenka Str., Chernihiv, Ukraine).

Language: ukrainian

Annotation:

The article explores the essence of the concept of “compliance” and identifies its main elements by which the compliance system is built. The content of the general standards recommended for use in the practice of implementation of compliance control is considered. Based on the analysis of foreign experience, the basic principles of compliance control are presented, that leads to the minimization of the risk in the process of circulation of digital securities. The main approaches to compliance in the field of circulation of digital securities are formulated and on this basis the author's definition of the essence of the concept of “compliance risk of the process of circulation of digital securities” is proposed.

Key words:

compliance, risk management, digital securities, elements of the compliance system, compliance control

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