RISKS IN THE MARKET OF INVESTMENT SERVICES АND STATE SUPERVISION (CONTROL)

Author:

Kovalenko Yuliia , University of the State Fiscal Service of Ukraine (Irpin, Ukraine).

Yatsenko Ivan , University of the State Fiscal Service of Ukraine (Irpin, Ukraine).

Language: ukrainian

Annotation:

The article defines the nature of investment services and their attribution to those that correspond to the characteristics of investment from the permitted list of financial services in Ukraine. The specifics of state financial supervision (control) in the sphere of investment services market are given, its tasks are defined. The components of financial supervision (control) systems, including entities, entities, entities under supervision (control), subject matter and control measures, have been identified. The criteria by which the degree of risk from conducting economic activity in the sphere of the investment services market is evaluated and the frequency of carrying out planned measures of state supervision (control) by the National Commission that implements state regulation in the sphere of financial services are considered. The systematization of risks in the sphere of investment services market and a generic block diagram of the process of managing these risks is proposed.

Key words:

investment services; investment services market; risks; financial supervision (control); criteria

Download